Examination Findings Regarding Broker-Dealer Sales of Variable Insurance Products

  Link Details for: Examination Findings Regarding Broker-Dealer Sales of Variable Insurance Products

Link Title:	Examination Findings Regarding Broker-Dealer Sales of Variable Insurance Products
Link URL:	http://www.sec.gov/news/studies/secnasdvip.pdf
Link Details:	This joint 2004 SEC-NASD report reviews weak sale practices associated with deferred variable annuities and gives recommendations including taking the customer's age into consideration.
Category:	Top : Society : Issues : Violence_and_Abuse : Elder : Financial_Abuse : Variable_Annuity_Fraud
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