SEC's Agreement to Settle Civil Fraud Charges Against Fleet for Undisclosed Market Timing

  Link Details for: SEC's Agreement to Settle Civil Fraud Charges Against Fleet for Undisclosed Market Timing

Link Title:	SEC's Agreement to Settle Civil Fraud Charges Against Fleet for Undisclosed Market Timing
Link URL:	http://www.sec.gov/news/press/2004-34.htm
Link Details:	SEC had charged that Fleet's subsidiaries Columbia Management Advisors and Columbia Funds Distributors allowed certain preferred mutual fund customers to engage in short-term and excessive trading. [SEC]
Category:	Top : Society : Issues : Business : Allegedly_Unethical_Firms : One_Complainant : Articles
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