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Fifteen Firms to Settle SEC and NASD Breakpoints Charges

  Link Details for: Fifteen Firms to Settle SEC and NASD Breakpoints Charges
Link Title: Fifteen Firms to Settle SEC and NASD Breakpoints Charges Open in a new window
Link URL: http://www.sec.gov/news/press/2004-17.htm
Link Details: Companies and amount of fines for failure to deliver mutual fund breakpoint discounts during 2001 and 2002. [SEC]
Category: Top : Society : Issues : Business : Allegedly_Unethical_Firms : Lists
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Fifteen Firms to Settle SEC and NASD Breakpoints Charges